category sc-tax Trade Related Topics 
Burr Forman
OCTOBER 28, 2021
Gamification Of Securities Trading: Big Risk Or Just Evolution? In remarks at the SEC Speaks conference, SEC Investor Advocate Rick Fleming mused that the “gamification” of securities trading might pose an undue risk that exploits a potential loophole in Regulation Best Interest (“Reg. Potter, III.
Troutman Sanders
MAY 2, 2023
PACE loans, secured by a property tax lien on the borrower’s home, are often promoted as a way to finance clean energy improvements, such as solar panels. The bill additionally leaves room for assets that don’t fit neatly into either category. On April 27, Federal Trade Commission (FTC) Chair Lina M.
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