Burr Forman

AUGUST 25, 2021

With relief from FINRA allowing for the remote inspection of broker-dealers’ offices set to expire December 31, Tom Potter was quoted in an August 31, 2021 article from IGNITES discussing the industry’s outlook. Exchange-Traded Funds (ETFs). Subscribers may access the full article here. About IGNITES . Variable Annuities.

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Burr Forman

FEBRUARY 9, 2021

It’s an emotional onomatopoeia for talking about people throwing their money at the market when, lol, nothing matters.”. In that week when GME swung wildly from $76 to $347 per share, regulators issued several investor alerts warning about the risks of short-term trading in volatile assets. 28, 2021), here. 29, 2021) is here.

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Burr Forman

SEPTEMBER 23, 2021

Earlier, in September 14 testimony before the Senate Banking Committee [1], former CFTC and current SEC Chair Gensler noted that cryptocurrencies sit astride several different regulatory regimes, posing broad risks: “Currently, we just don’t have enough investor protection in crypto finance, issuance, trading, or lending.

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