Burr Forman

AUGUST 25, 2021

With relief from FINRA allowing for the remote inspection of broker-dealers’ offices set to expire December 31, Tom Potter was quoted in an August 31, 2021 article from IGNITES discussing the industry’s outlook. The post Tom Potter Discusses FINRA Rule on Remote Office Relief with Ignites appeared first on Burr & Forman.

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Burr Forman

SEPTEMBER 23, 2021

Meanwhile, the Peoples Bank of China announced it plans to launch a non-blockchain, intermediated digital Yuan in time for the 2022 Winter Olympics there. Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman LLP. Tom is licensed in Tennessee, Texas, and Louisiana.

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Burr Forman

OCTOBER 8, 2020

It shouldn’t be any surprise that fraudsters are targeted FINRA: It’s a potentially rich source to mine, given the combination of “other peoples’ money” and a regulator that can summarily suspend a license for failure to respond to its inquiries. Tom is licensed in Tennessee, Texas, and Louisiana. See Regulatory Notice 20-30, here.

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Burr Forman

FEBRUARY 9, 2021

It’s an emotional onomatopoeia for talking about people throwing their money at the market when, lol, nothing matters.”. Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. Tom is licensed in Tennessee, Texas, and Louisiana. 28, 2021), here.

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