Remove attorney thomas-k-potter-iii
article thumbnail

Financial-Services Associations Release Principles for Financing Sustainable Low-Carbon Economy

Burr Forman

The Working Group comprises eleven of America’s leading financial-services industry associations, broadly representing “Wall Street.”. Provide clear long-term policy signals that foster innovation in financial services. See attorney profile. Transition to a Sustainable Low-Carbon Economy.”

article thumbnail

Financial-Services Associations Release Principles for Financing Sustainable Low-Carbon Economy

Burr Forman

The Working Group comprises eleven of America’s leading financial-services industry associations, broadly representing “Wall Street.”. Provide clear long-term policy signals that foster innovation in financial services. See attorney profile. Transition to a Sustainable Low-Carbon Economy.”

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

All Eyes on Digital Assets

Burr Forman

New York’s Attorney General issued an Investor Alert on Virtual Currency Risks, as did the SEC’s Division of Examinations. We regulators, mindful of the potential upsides and downsides, need to provide both legal clarity and the freedom to experiment so that DeFi can compete with CeFi to offer investors financial services.

article thumbnail

All Eyes on Digital Assets

Burr Forman

New York’s Attorney General issued an Investor Alert on Virtual Currency Risks, as did the SEC’s Division of Examinations. We regulators, mindful of the potential upsides and downsides, need to provide both legal clarity and the freedom to experiment so that DeFi can compete with CeFi to offer investors financial services.

article thumbnail

DTCC Proposes Path to T+1 Settlement Cycle in Two Years

Burr Forman

The clearing and settlement process was front and center at the House Financial Services Committee’s February 18, 2021 hearing over the GameStop (NYSE: “GME”) short-squeeze and Robinhood’s pause in GME trading. Additional Resources on the House Financial-Services Committee hearing on GameStop are here.

Trade 52
article thumbnail

DTCC Proposes Path to T+1 Settlement Cycle in Two Years

Burr Forman

The clearing and settlement process was front and center at the House Financial Services Committee’s February 18, 2021 hearing over the GameStop (NYSE: “GME”) short-squeeze and Robinhood’s pause in GME trading. Additional Resources on the House Financial-Services Committee hearing on GameStop are here.

Trade 40
article thumbnail

Stonk Trading’s Not a Game

Burr Forman

The United Kingdom’s Financial Conduct Authority issued a statement: Buying shares in volatile markets is risky and you may quickly lose money. These losses are unlikely to be covered by the Financial Services Compensation Scheme. See attorney profile. Broking firms are not obliged to offer trading facilities to clients.

Trade 52