February, 2021

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SEC Enforcement Staff Regains Subpoena Power

Burr Forman

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. See attorney profile. Acting Chair Lee’s Statement is here. Tom is licensed in Tennessee, Texas, and Louisiana. The post SEC Enforcement Staff Regains Subpoena Power appeared first on Burr & Forman.

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SEC to Review Public-Company Climate-Change Disclosures

Burr Forman

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. See attorney profile. Acting Chair Lee’s statement is here. Tom is licensed in Tennessee, Texas, and Louisiana.

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Financial-Services Associations Release Principles for Financing Sustainable Low-Carbon Economy

Burr Forman

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. See attorney profile. The Policy Statement is here. Tom is licensed in Tennessee, Texas, and Louisiana.

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FINRA 2021 Exam Results and Priorities

Burr Forman

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. See attorney profile. The Report is here. Tom is licensed in Tennessee, Texas, and Louisiana. The post FINRA 2021 Exam Results and Priorities appeared first on Burr & Forman.

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Two SEC Commissioners Disagree with Stopping Contingent Settlement Offers

Burr Forman

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. See attorney profile. The dissenting statement is here. Tom is licensed in Tennessee, Texas, and Louisiana.

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SEC to Review Public-Company Climate-Change Disclosures

Burr Forman

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. See attorney profile. Acting Chair Lee’s statement is here. Tom is licensed in Tennessee, Texas, and Louisiana.

article thumbnail

Financial-Services Associations Release Principles for Financing Sustainable Low-Carbon Economy

Burr Forman

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. See attorney profile. The Policy Statement is here. Tom is licensed in Tennessee, Texas, and Louisiana.