Troutman Pepper Weekly Consumer Financial Services Newsletter
Troutman Sanders
DECEMBER 28, 2023
According to the SEC, each of Barnbridge’s SMART Yield pools constituted unregistered “investment companies” under Section 3(a)(2) of the Investment Company Act. On December 20, the Federal Trade Commission (FTC) announced that it was extending the deadline to submit public comments on a new proposed rule to prohibit junk fees.
52 
Let's personalize your content