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Gamification of Securities Trading: Big Risk or Just Evolution?

Burr Forman

OCTOBER 15, 2021

BI, adopted in 2019, imposes a “best interest” standard of conduct for broker-dealers when they make a recommendation to a retail customer of any securities transaction or investment strategy. ( personalized investment advice) to retail investors. SIFMA Comment Letter, at 2, is here. Recall that Reg. The Adopting Release ).

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