October, 2021

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Corporate E-Note October 2021

Burr Forman

Read the article , written by Thomas (“Tom”) K. Potter, III. Read the article , written by Thomas (“Tom”) K. Potter, III. 17 Burr & Forman Attorneys Recognized In 2021 Legal Elite Of South Carolina. 06.22.2021 | By: India Vincent. 06.11.2021 | By: David D.

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They’re Baaaack! Admissions in SEC Settled Actions

Burr Forman

Recall that the settlement admissions policy was widely touted in 2013 by then-Chair Mary Jo White for cases involving: (i) “Egregious conduct”; (ii) “Large numbers of investors harmed”; (iii) “Significant risk to markets or investors”; (iv) “Particular future threat to investors or markets”; (v) “Unlawful obstruction of Commission’s processes.”