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FINRA Warns on Compliance Phishing

Burr Forman

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. See attorney profile. Regulatory Notice 21-08 (Mar. 4, 2021) is here. Tom is licensed in Tennessee, Texas, and Louisiana. The post FINRA Warns on Compliance Phishing appeared first on Burr & Forman.