Thu.Mar 11, 2021

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FINRA Warns on Compliance Phishing

Burr Forman

Regulatory Notice 21-08 (Mar. 4, 2021) is here. The scam uses a phony email address, supports@finra-online.com, demanding an immediate response to an “attached report” of “regulatory non-compliance.” FINRA doesn’t have a “finra-online” domain and its gTLD is “.org” org” not “.com”. Tom is licensed in Tennessee, Texas, and Louisiana.