Congressional Override Grants SEC 10-Year Statutory Disgorgement Remedy
Burr Forman
JANUARY 6, 2021
77q(a)(1)); “(III) section 206(1) of the Investment Advisers Act of 1940 (15 U.S.C. Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. See attorney profile. 80b-6(1)); or. Tom is licensed in Tennessee, Texas, and Louisiana.
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