Congressional Override Grants SEC 10-Year Statutory Disgorgement Remedy
Burr Forman
JANUARY 6, 2021
“(ii) not later than 10 years after the latest date of the violation that gives rise to the action or proceeding in which the Commission seeks the claim if the violation involves conduct that violates– “(I) section 10(b); “(II) section 17(a)(1) of the Securities Act of 1933 (15 U.S.C. 1635 (2017).
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