FINRA Vendor-Management Guidance: You Can’t Outsource Responsibility
Burr Forman
AUGUST 17, 2021
Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. See attorney profile. FINRA Regulatory Notice 21-29 is here: [link]. Tom is licensed in Tennessee, Texas, and Louisiana.
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