They’re Baaaack! Admissions in SEC Settled Actions
Burr Forman
OCTOBER 14, 2021
Recall that the settlement admissions policy was widely touted in 2013 by then-Chair Mary Jo White for cases involving: (i) “Egregious conduct”; (ii) “Large numbers of investors harmed”; (iii) “Significant risk to markets or investors”; (iv) “Particular future threat to investors or markets”; (v) “Unlawful obstruction of Commission’s processes.”
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