Remote Work The New Normal: SIFMA Proposes Broad Rule Revisions
Burr Forman
FEBRUARY 18, 2021
Notice 20-08, here. SIFMA proposed a “location agnostic” overhaul of the Rules in its February 16 comment letter in response to FINRA’s call for “lessons learned” during the COVID-19 pandemic. See FINRA Reg. Notice 20-42 (Dec. Firms’ Supervision obligations under FINRA Rules historically have been mostly location-based. See FINRA IM-1011-1.
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