Gamification of Securities Trading: Big Risk or Just Evolution?
Burr Forman
OCTOBER 15, 2021
In remarks this week at SEC Speaks, SEC Investor Advocate Rick Fleming mused that the “gamification” of securities trading might pose an undue risk that exploits a potential loophole in Regulation Best Interest (“Reg. SIFMA Comment Letter, at 2, is here. Recall that Reg. The Adopting Release ). Fleming’s Remarks are here. Stay tuned.
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