Burr Forman

FEBRUARY 2, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. The Report is here.

Financial Institution 52

Financial Institution Trade Loans 52

Burr Forman

SEPTEMBER 11, 2020

At a September 10 press conference, Acting Assistant Attorney General Brian Rabbitt announced that the Department of Justice (“DOJ”) Criminal Division has reached 57 criminal prosecutions for fraud in connection with the Paycheck Protection Program in under six months since its enactment. Attorneys around the country.

Financial Institution 52

Financial Institution Loans 52

Burr Forman

AUGUST 18, 2021

i) eligibility criteria; (ii) features and privileges available; (iii) the nature and types of options transactions permissible for trading; (iv) the process (automated or manual) and material used to review and act on customer applications; and. See attorney profile. And Robinhood’s impending regulatory settlement, here: [link].

Trade 52

Trade Retail Financial Institution 52

Burr Forman

APRIL 26, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. Regulatory Notice 21-16 (April 21, 2021) is here.

Financial Institution 40

Financial Institution 40

Burr Forman

JANUARY 6, 2021

77q(a)(1)); “(III) section 206(1) of the Investment Advisers Act of 1940 (15 U.S.C. Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters.

Financial Institution 52

Financial Institution 52

Burr Forman

AUGUST 17, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 35 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. FINRA Regulatory Notice 21-29 is here: [link].

Financial Institution 52

Financial Institution Banks Collections 52

Burr Forman

AUGUST 31, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 35 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. Tom is licensed in Tennessee, Texas, and Louisiana.

Retail 59

Retail Trade Financial Institution 59

Burr Forman

FEBRUARY 18, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. SIFMA’s comment letter is here.

Financial Institution 59

Financial Institution 59

Burr Forman

FEBRUARY 11, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. (FINRA Feb. 10, 2021), is here.

Financial Institution 52

Financial Institution Education 52

Burr Forman

AUGUST 3, 2020

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. SEC Press Release 2020-165 (July 28, 2020) is here.

Financial Institution 40

Financial Institution 40

Burr Forman

OCTOBER 8, 2020

FinCEN and OFAC opened cyber-security awareness month with Advisories on financial-institution involvement in the processing of ransomware payments. At the same time, OFAC warned that facilitating ransomware payments on behalf of a victim may subject the facilitating financial institution to sanctions under OFAC regulations.

Financial Institution 40

Financial Institution 40

Burr Forman

FEBRUARY 25, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. Tom is licensed in Tennessee, Texas, and Louisiana.

Trade 52

Trade Collateral Financial services Financial Institution 52

Burr Forman

FEBRUARY 9, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. Tom is licensed in Tennessee, Texas, and Louisiana.

Trade 52

Trade Financial Institution Retail Financial services 52

Burr Forman

FEBRUARY 25, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. Tom is licensed in Tennessee, Texas, and Louisiana.

Trade 40

Trade Collateral Financial services Financial Institution 40

Burr Forman

FEBRUARY 12, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. The statement is here.

Financial Institution 52

Financial Institution 52

Burr Forman

FEBRUARY 26, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. Acting Chair Lee’s statement is here.

Financial Institution 52

Financial Institution 52

Burr Forman

FEBRUARY 19, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. The Policy Statement is here.

Financial services 52

Financial services Financial Institution Banks 52

Burr Forman

MARCH 3, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. The Examination Priorities are here.

Retail 52

Retail Financial Institution Trade 52

Burr Forman

SEPTEMBER 23, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman LLP. He has over 35 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. 1] Gensler’s Sept.

Banks 52

Banks Trade Financial Institution 52

Burr Forman

MARCH 16, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. Acting Chair Lee’s address is here.

Financial Institution 40

Financial Institution Government 40

Burr Forman

MARCH 16, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. Acting Chair Lee’s address is here.

Financial Institution 40

Financial Institution Government 40

Burr Forman

FEBRUARY 26, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. Acting Chair Lee’s statement is here.

Financial Institution 40

Financial Institution 40

Burr Forman

FEBRUARY 19, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. The Policy Statement is here.

Financial services 40

Financial services Financial Institution Banks 40

Burr Forman

MARCH 2, 2021

New York’s Attorney General issued an Investor Alert on Virtual Currency Risks, as did the SEC’s Division of Examinations. We regulators, mindful of the potential upsides and downsides, need to provide both legal clarity and the freedom to experiment so that DeFi can compete with CeFi to offer investors financial services. Illiquidity.

Financial Institution 74

Financial Institution Banks Trade Financial services 74

Burr Forman

MARCH 2, 2021

New York’s Attorney General issued an Investor Alert on Virtual Currency Risks, as did the SEC’s Division of Examinations. We regulators, mindful of the potential upsides and downsides, need to provide both legal clarity and the freedom to experiment so that DeFi can compete with CeFi to offer investors financial services. Illiquidity.

Financial Institution 52

Financial Institution Banks Trade Financial services 52

Burr Forman

FEBRUARY 17, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. The dissenting statement is here.

Collateral 52

Collateral Financial Institution Judgment 52

Burr Forman

FEBRUARY 5, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. Tom is licensed in Tennessee, Texas, and Louisiana.

Trade 52

Trade Retail Lawyers Financial Institution 52

Burr Forman

MARCH 5, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. Tom is licensed in Tennessee, Texas, and Louisiana.

Financial Institution 52

Financial Institution 52

Burr Forman

MARCH 5, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. Tom is licensed in Tennessee, Texas, and Louisiana.

Financial Institution 40

Financial Institution 40

Burr Forman

FEBRUARY 10, 2021

Potter, III ( tpotter@burr.com ) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. He has over 34 years of experience representing financial institutions in litigation, regulatory, and compliance matters. See attorney profile. Acting Chair Lee’s Statement is here.

Financial Institution 52

Financial Institution 52