FINRA Joins ESG Train, Differently
Burr Forman
MAY 3, 2021
Instead of contemplating new prescriptive rules or disclosure taxonomies, FINRA seeks constructive criticism. FINRA asked for public comment on where and how its existing rules and operations create “unintended barriers” to Diversity, Equity, and Inclusion objectives or “disparate impacts.”. Notice 21-17 (Apr.
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